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Date of decision 03 November 97
Case number T 0161/96 - 3.3.4
Application number 87307406.6
IPC A61K37/36
Proceedings Language EN
Title of the application Stabilization of growth promoting hormones
Applicant name Mallinckrodt Group Inc.
Opponent name Novo Nordisk A/S
Pharmacia & Upjohn AB
Genentech, Inc.
Headnote
I. The requirements in connection with the principle of good faith to be observed by the EPO are the same vis-à-vis all parties involved in proceedings before the EPO, be they applicants, patent proprietors or opponents.

II. In case it is assumed that even an underpayment of the opposition fee, which is solely due to a deficiency within the area of responsibility of the opponent concerned, may give rise to an obligation by the EPO to warn the opponent of the impending loss of rights, the requirements for the very existence of such an obligation imply that (i) the formalities officer of the opposition division receives a payment sheet, indicating said underpayment, from the cash and accounts department within the opposition period, that (ii) the payment of the lacking amount by the opponent on his own initiative before the end of the opposition period must objectively be excluded, and that (iii) the opponent can still pay the lacking amount within the opposition period.

Articles and Rules EPC . Art 14(2)
. Art 14(4)
. Art 99(1)
. Art 112(1)
. Art 114
. Art 125
. R 6(3)
. R 9(3)
. R 56(1)
. R 69
Keywords
Underpayment of more than 40% of the opposition fee - amount not small
Act of informing an opponent within the meaning of Rule 69(2), second sentence EPC - not belonging to the duties entrusted to formalities officers of the opposition division
Payment of the lacking amount not to be considered to have been made in time by virtue of the principle of good faith - no obligation placed on the opposition division to warn the appellant of the underpayment of the opposition fee
Referral of a question to the Enlarged Board of Appeal (no) - only questions on a specific point of law, and not questions to individual cases which cannot be examined isolated from the respective facts, may be be referred to the Enlarged Board of Appeal
Reimbursement of the opposition fee (yes)
Opposition I deemed not to have been filed
Cited Decisions G 0005/88
G 0007/88
G 0008/88
J 0011/85
J 0013/90
J 0027/92
T 0130/82
T 0162/82
T 0214/83
T 0231/85
T 0184/91
T 0690/93
Catchwords:
-

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