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Date of decision
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03 November 97
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Case number
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T 0161/96
- 3.3.4
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Application number
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87307406.6
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Title of the application
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Stabilization of growth promoting hormones
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Applicant name
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Mallinckrodt Group Inc.
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Opponent name
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Novo Nordisk A/S
Pharmacia & Upjohn AB
Genentech, Inc.
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Headnote
I. The requirements in connection with the principle of good
faith to be observed by the EPO are the same vis-à-vis all
parties involved in proceedings before the EPO, be they
applicants, patent proprietors or opponents.
II. In case it is assumed that even an underpayment of the
opposition fee, which is solely due to a deficiency within the
area of responsibility of the opponent concerned, may give rise
to an obligation by the EPO to warn the opponent of the
impending loss of rights, the requirements for the very
existence of such an obligation imply that (i) the formalities
officer of the opposition division receives a payment sheet,
indicating said underpayment, from the cash and accounts
department within the opposition period, that (ii) the payment
of the lacking amount by the opponent on his own initiative
before the end of the opposition period must objectively be
excluded, and that (iii) the opponent can still pay the lacking
amount within the opposition period.
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Keywords
Underpayment of more than 40% of the opposition fee - amount not
small
Act of informing an opponent within the meaning of Rule 69(2),
second sentence EPC - not belonging to the duties entrusted to
formalities officers of the opposition division
Payment of the lacking amount not to be considered to have been
made in time by virtue of the principle of good faith - no
obligation placed on the opposition division to warn the
appellant of the underpayment of the opposition fee
Referral of a question to the Enlarged Board of Appeal (no) -
only questions on a specific point of law, and not questions to
individual cases which cannot be examined isolated from the
respective facts, may be be referred to the Enlarged Board of
Appeal
Reimbursement of the opposition fee (yes)
Opposition I deemed not to have been filed
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